Dear Sir/ Madam,
This is Benny To from ComplianceDirect. We hope this email finds you well. We are reaching you to see if your company may need any support for Compliance, FRR and CPT?
ComplianceDirect Consulting provides compliance advisory and support services to SFC licensed corporations in Hong Kong. Our services include:
1. Ongoing advisory service on compliance and SFC regulatory matters
2. Prepare/Review FRR returns, SFC questionnaires / surveys for submission to the SFC
3. Prepare notifications (via SFC WINGS) for licensees to the SFC
4. Applications of Individual SFC licenses for Responsible Officers and Representatives
5. Receive the latest regulatory updates
6. Review and update Compliance Manuals, Operational Manuals, etc.
7. CPT training
We also provide other types of project-based service such as preparation of policies and procedural manuals, target compliance/ control reviews, discretionary account agreements, mock inspections, remediations, etc.
We would welcome the opportunity to arrange a meeting or a call with you to discuss our offer and benefits of engaging ComplianceDirect.
We look forward to hearing from you.
Best regards,
Benny To
ComplianceDirect Consulting Ltd.
Phone: +852 2606 1800
Email: benny.to@compliancedirecthk.com
Website: www.compliancedirecthk.com
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